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FIA EPTA comments on the new Prudential Regime for Investment Firms

FIA EPTA comments on the new Prudential Regime for Investment Firms

3 December 2017 2:45pm EST

On the basis of Articles 508(2) and (3) of Regulation (EU) No 575/20131 (CRR) the European Commission
is drafting a legislative proposal on a prudential regime for investment firms. We welcome the Opinion of
the European Banking Authority (EBA) in response to the Commission’s call for advice on investment firms
and consider the recommendations to be broadly on the right track to delivering a more proportionate
prudential framework. Nevertheless, FIA EPTA members offer the following comments in respect of the 62
recommendations and encourage the Commission to take these into account when finalising its proposal.

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20171121_FIA EPTA_Position paper on new prudential regime for investment firms_FINAL.pdf (347.09 KB)

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