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FIA EPTA comments on EBA's preliminary recommendations for a new IF prudential regime

FIA EPTA comments on EBA's preliminary recommendations for a new IF prudential regime

19 December 2017 2:15pm EST

Letter to Didier Millerot (Head of Unit D2, DG FISMA) by FIA European Principal Traders Association (FIA EPTA) concerning the European Banking Authority’s (EBA) technical advice to the European Commission on a new prudential regime for investment firms. Our views expressed below and in annex are based upon the EBA’s 58 preliminary recommendations presented to interested stakeholders at a public hearing on 03 July 2017 and our subsequent discussions with EBA staff and members of the EBA’s working group of supervisors.

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2017-09-05 FIA EPTA comments on EBA preliminary recommendations - FINAL.pdf (380 KB)

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